Blog Tag: regulation
MiFID II – one year on
MiFID II came into force on the 3rd of January 2018. For those who had never considered compliance around retention of records, there were several steps that had to be taken. It kickstarted the largest market reform in over a decade; which overhauled nearly… read more.
MiFID II is coming, is your mobile policy ready?
It’s now only a couple of weeks until MiFID II is officially introduced, so what can firms still do to prepare themselves? By now, most firms will be implementing call recording– hopefully using a solution that ensures compliance, retains call… read more.
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