Blog Tag: call recording
MiFID II – one year on
MiFID II came into force on the 3rd of January 2018. For those who had never considered compliance around retention of records, there were several steps that had to be taken. It kickstarted the largest market reform in over a decade; which overhauled nearly… read more.
What financial firms should be doing in light of the FCA’s final ruling on the impending MiFID II
It’s now less than a month until the introduction of the Markets in Financial Instruments Directive II (MiFID II). The EU is counting down to the new regulations, which will overhaul nearly every aspect of trading; and with the release… read more.
Only a month to go: The changing role of the asset manager from MiFID I to MiFID II
Four areas asset managers need to tackle before 3 January 2018 It’s now just over a month until MiFID II is officially introduced, it ceases to be just a scary acronym and becomes a part of our daily working lives.… read more.
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It’s the final countdown… how can you prepare early for MiFID II compliance?
It’s now less than six months until the deadline for companies to be compliant with MiFID II. The new directive will apply to many more organisations than before, while there are still deliberations taking place on the unbundling of research.… read more.