Blog Tag: compliance
MiFID II – one year on
MiFID II came into force on the 3rd of January 2018. For those who had never considered compliance around retention of records, there were several steps that had to be taken. It kickstarted the largest market reform in over a decade; which overhauled nearly… read more.
The truth behind BYOD and why you should avoid it
Part 1: 'Bring Your Own Device' - why your business should approach with caution Welcome to the first instalment of our visibility and control blog series. In this, we share why it is important to have awareness and understanding of… read more.
MiFID II has landed, so what’s next and is it ‘mission accomplished’?
After seven years, the second iteration of the Markets in Financial Instruments Directive (MiFID II) is finally here. It kicks-starts the largest market reform in over a decade; which will overhaul nearly every aspect of trading and aims to heed the lessons… read more.
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MiFID II is coming, is your mobile policy ready?
It’s now only a couple of weeks until MiFID II is officially introduced, so what can firms still do to prepare themselves? By now, most firms will be implementing call recording– hopefully using a solution that ensures compliance, retains call… read more.
What financial firms should be doing in light of the FCA’s final ruling on the impending MiFID II
It’s now less than a month until the introduction of the Markets in Financial Instruments Directive II (MiFID II). The EU is counting down to the new regulations, which will overhaul nearly every aspect of trading; and with the release… read more.
Only a month to go: The changing role of the asset manager from MiFID I to MiFID II
Four areas asset managers need to tackle before 3 January 2018 It’s now just over a month until MiFID II is officially introduced, it ceases to be just a scary acronym and becomes a part of our daily working lives.… read more.